Regulation and Organisations by Morgan Glenn. Engwall Lars

Author:Morgan, Glenn.,Engwall, Lars. [GLENN MORGAN & LARS ENGWALL]
Language: eng
Format: epub
Publisher: Taylor & Francis (CAM)
Published: 2011-08-31T16:00:00+00:00

The case companies also sought to establish tight internal control over PSI through a variety of methods, including the use of confidentiality contracts with staff, the use of an internal code of conduct and keeping all price-sensitive information within a sealed HQ.

An important method of controlling price-sensitive information release is to make secretaries, middle managers, and directors sign confidentiality contracts. We only allow a small group of people to receive price-sensitive information. None of these individuals are allowed to buy or sell shares unless given permission by the Company Secretary…In a way we have to be somewhat careful here because not trading by the insider shareholders is a signal to the market that something is up. The market is very quick to cotton on to such things and reads very subtle signals.

(Company case G)

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